Securities Fraud
Current perspectives on securities fraud, broker misconduct, and the legal pathways available to harmed investors nationwide.
Broker Misconduct
Updates on advisor negligence, unsuitable recommendations, excessive trading, and regulatory actions.
Investor Recovery
Legal updates and practical information for investors seeking to recover financial losses after misconduct.
Market Developments & Recovery Guidance
Timely guidance on securities fraud, broker misconduct, and investor recovery developments.
Latest Investor Alerts
Timely updates on emerging fraud cases, enforcement actions, investor complaints, and potential recovery issues.
FINRA Alleges Widespread Churning at Spartan Capital Securities: What Investors Should Know
FINRA’s complaint alleges that excessive trading in 114 customer accounts [...]
INVESTIGATION ALERT: Drive Planning CEO Todd Burkhalter Sentenced to 20 Years in $380M Real Estate Ponzi Scheme—What Investors Need to Know Now
In what federal prosecutors are calling the largest Ponzi scheme [...]
After the NFL: Why Former Players Face Unique Investment Risks and What They Can Do After a Financial Loss GalleryAfter the NFL: Why Former Players Face Unique Investment Risks and What They Can Do After a Financial Loss
Celebrity Cases, FINRA Arbitration News, Cases & Investor Resources | Sonn Law, Investor Alerts, Investor Resources
After the NFL: Why Former Players Face Unique Investment Risks and What They Can Do After a Financial Loss
Financial success during an NFL career does not guarantee financial [...]
BROKER/ADVISOR MISCONDUCT
Coverage of FINRA complaints, regulatory actions, unsuitable recommendations, unauthorized trading, and other forms of advisor misconduct.
FINRA ARBRITRATION
Practical guidance on investor claims, broker disputes, arbitration awards, and the recovery process.
Nothing Found
ALTERNATIVE INVESTMENT LOSSES
Updates on private placements, DSTs, BDCs, non-traded REITs, and other illiquid investment products.
Nothing Found
Class Actions & Market Misconduct
Coverage of securities class actions, institutional misconduct, and large-scale financial harm affecting investors.
Nothing Found
INVESTOR RECOVERY RESOURCES
Helpful legal resources for investors evaluating recovery options after losses caused by financial misconduct.
