PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
Broker Alert: Keith Craig Baron Barred After Misrepresentations in $359,000 Oil & Gas Investment Scheme
FINRA has barred Keith Craig Baron (CRD #3231494) following findings [...]
Investor Alert: Apex Clearing Corporation Fined $3.2 Million Over Securities Lending Program Impacting Millions of Retail Investors
A recent enforcement action against Apex Clearing Corporation (CRD #13071) [...]
Investor Alert: Cova Capital Partners LLC Cited for Reg BI Violations in Pre-IPO Private Placement Recommendations
A recent FINRA enforcement action against Cova Capital Partners LLC [...]
Investor Alert: Sestante Capital LLC Advisor Giovanni Pennetta Pleads Guilty in Pre-IPO Fraud Scheme, Sentencing Set for June 2026
Federal prosecutors have secured a guilty plea from Giovanni Pennetta, [...]
Investor Alert: Daniel McClory and Private Placement Losses Raise Suitability and Disclosure Concerns
Investor claims involving private placements continue to surface across the [...]
Investor Alert: $132 Million FINRA Arbitration Award Against Stifel Highlights Risks of Structured Notes
A recent arbitration ruling against Stifel Financial Corp. is drawing [...]





